I support our growth by providing compliance oversight and surveillance so our advisors can grow their businesses with a compliant foundation. I also specialize in creating and improving processes to achieve efficiencies within our firm and advisors’ practices.

Our success allows for compliance to work alongside our advisors as partners working towards the same goal. Creating an atmosphere where advisors feel comfortable approaching the compliance team allows for any questions or inquiries to be addressed and resolved early. I believe this benefits both the firm and the advisors.

My professional background includes over 15 years of experience in compliance, with a focus in the RIA space for the last five years. I believe relationship building and ongoing training with all members of our firm is the backbone to establishing an effective compliance program. I truly enjoy creating a positive environment for all to work together.

Rounding out my life finds me spending time with family and friends in my hometown of Providence, RI. In my spare time I enjoy crafting, but with a spooky twist. For example, I have a very large collection of horror themed cross stitch pieces.