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Caitlyn Frament

Director of Compliance

Caitlyn Frament

Director of Compliance

I support our growth by providing compliance oversight and surveillance so our advisors can grow their businesses with a compliant foundation. I also specialize in creating and improving processes to achieve efficiencies within our firm and advisors’ practices.

Our success allows for compliance to work alongside our advisors as partners working towards the same goal. Creating an atmosphere where advisors feel comfortable approaching the compliance team allows for any questions or inquiries to be addressed and resolved early. I believe this benefits both the firm and the advisors.

My professional background includes over 15 years of experience in compliance, with a focus in the RIA space for the last five years. I believe relationship building and ongoing training with all members of our firm is the backbone to establishing an effective compliance program. I truly enjoy creating a positive environment for all to work together.

Rounding out my life finds me spending time with family and friends in my hometown of Providence, RI. In my spare time I enjoy crafting, but with a spooky twist. For example, I have a very large collection of horror themed cross stitch pieces.

 

Advisors associated with Integrated Financial Partners may be either (1) registered representatives with, and securities offered through LPL Financial, Member FINRA/SIPC.., and investment advisor representatives of Integrated Wealth Concepts; or (2) solely investment advisor representatives of Integrated Wealth Concepts, and not affiliated with LPL Financial. Investment advice offered through Integrated Wealth Concepts, a registered investment advisor. Integrated Wealth Concepts and Integrated Partners are separate entities from LPL Financial.

InTouch Innovations and LPL Financial are separate entities.

CRPC conferred by College for Financial Planning.

The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.