Episode 11: Accounting firm partnerships with Investment Advisors create revenue and value while mitigating risk.
In This episode, RiskyRecords guest John Pastore, a Registered Investment Advisor with Integrated Partners discusses with Stephen having the ability for accounting firms to increase revenue through investment advisory services while mitigating claims. Risk management items discussed are use of disclosure in engagement letters, independence, and responsibility for compliance among other risk management tools.
John’s choice of record from Stephen’s collection is David Bowie’s Greatest Hits, One.
The opinions voiced in this material are for general information only and are not intended to provide specific advice or recommendations for any individual
